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Judicial Review of Security Council Chapter VII
Decisions: by Kelly Keenan *Please note
that reference footnotes have been removed from this article, however a
complete bibliography may be found at the end of the text. In October 1945, representatives of
fifty states gathered to form the United Nations (“U.N.”), an institution
intended to “save succeeding generations from the scourge of war.” To this end, Chapter VII of the U.N. The recent activism of the Council
has raised questions by some states, particularly those of the South, about the
proper scope of Chapter VII and the competence of the Council to act in certain
situations. Countries of the South are
particularly apprehensive about the Council’s actions because they are denied
full and equal participation in Council proceedings. These are also the states most directly
affected by actions taken pursuant to Council resolutions. Accordingly, many states of the South have
begun to advocate some form of institutional “check” on the Council’s powers. One potential method of checking
the Council’s powers is through judicial review[1] by the International
Court of Justice (“ICJ” or the “Court”).[2] Neither the Statute of the Court (“Statute”)
nor the This paper addresses the issue of
judicial review, the challenges it presents and the benefits it offers, with an
emphasis on the conflicts, different approaches and concerns of the South and
North. It begins with a discussion of
the powers exercised by the Council, its composition and the methods it
employs. This is followed by a
description of the legal constraints that bind the Council and a summary of the
ICJ’s commentary on its judicial review powers. Finally, judicial review is considered in
light of the particular concerns of the South and North. Security Council Chapter VII Decisions Introduction Under Article 39 of the It is evident from this list that the Council’s exercise of
its broad, ill-defined powers has the potential to impact, for better or for
worse, the relationships between states, the ability of a state to exercise
sovereignty over its territory and peoples and, perhaps most importantly, the
everyday lives of an enormous number of people.
Remarkably, these significant powers are exercised by representatives of
only 15 states on behalf of a U.N. membership of 191 states. With such considerable powers concentrated
in the hands of a few, the legitimacy of the Council is, in large part,
dependent upon its ability to demonstrate that it is an equitable, democratic
and truly representative body.
Unfortunately, the Council would have considerable difficulty
establishing that it is any of those things. Decision-Making by
the Council An obvious place to start when
challenging the Council as an equitable, democratic and representative
institution is the permanent membership.
In addition to gaining a permanent seat at the Council table, France,
the The ten non-permanent members of the Council are elected by
the General Assembly (“Assembly”) represent an equitable geographic
distribution of states.[4] Despite this laudable requirement, the
presence of permanent members combined with the fact that the world’s
population is not equitably distributed across the earth’s surface, results in
an unbalanced and unrepresentative Council.
European states currently comprise one-third of the Council’s
membership.[5] Even if a state is fortunate enough
to acquire a non-permanent seat, it faces additional obstacles to having its
voice heard in the Council. Former
Council President Ambassador Keating of The opportunity for non-permanent
members that are states of the South to freely engage in votes of the Council
may be compromised by economic pressure imposed by the permanent members. Developing states that receive aid from a
permanent member may incur severe punishment for voting in a manner contrary to
the interests of that member. After
abstaining from the vote that authorized the 1991 use of force against It seems that powerful states
(particularly the During the recent Council debates
over An additional obstacle faced by
developing countries is the lack of transparency at the Council level. The tendency in recent years to conduct most
Council work in private meetings, emerging into a public forum only to adopt
resolutions and to give set speeches, is increasingly problematic for those
states not on the Council. This occurred
during the period in which the Council addressed the conflict in
Bosnia-Herzegovina; Chapter VII resolutions were negotiated in private and were
subject to a “formal show of hands and some speeches in a public session.” Often Assembly members fail to receive
advance notice of resolutions that impact on their states. Also problematic, in light of the Council’s
exclusionary practices, is its repeated failure to detail in its resolutions the
threat or breach of international peace and security that has prompted
action. It is not only Assembly members
that are excluded from Council proceedings.
The P-5 and P-3 ( Conclusion The activism of the post-Cold War
Council has generated concern and criticism from developing states, which are
distrustful of its inequitable and undemocratic composition and methods. Developing
states on the Council are denied equitable representation, in the form of a
disproportionate number of seats and an “unequal” vote, they wield less power
and are subject to a coercive environment, and they are denied access to
information and to significant Council negotiations. The concerns of these states are heightened
by the fact that action under Chapter VII has an almost exclusive impact on
countries of the South. The
representative of Consequently, developing countries have begun to focus on
whether the Council is acting beyond its legal authority. Countries of the
South demand that, in making its decisions, the Council abide by, rather than
create, international law. Concerned
about whether the Council is “overstep[ping] its boundaries”, these states are
discussing possibilities for controls on the Council’s far-reaching
powers. Overview of Judicial Review Legal Constraints of
the Council Although there is still some
academic commentary to the contrary, it is generally accepted that the Council
is bound by legal constraints when it acts under Chapter VII. As stated by the
Appeals Chamber of the International Criminal Tribunal for the Former
Yugoslavia in a recent case, the Council is “subjected to certain
constitutional limitations” and “neither the text nor the spirit of the The Many argue that the determination
of what constitutes a threat to or breach of the peace is an entirely political
decision and therefore exclusively within the purview of the Council. With respect to the actions that the Council
takes in response to a threat or breach, however, most commentators argue that
there are some legal boundaries.
Specifically, they argue that the Council is constrained by the
limitations imposed by the Pronouncements by the
ICJ No specific provision is made for
judicial review in either the Statute or the The Court first had occasion to comment
on its review powers in Certain Expenses of the United Nations, which was an
advisory opinion requested by the Assembly.
Unfortunately, the Court’s opinion contains contradictory statements
regarding its powers of review. At one
point the Court seems to expressly reject the notion of review, stating that:
“In the legal systems of States, there is often some procedure for determining
the validity of even a legislative or governmental act, but no analogous
procedure is to be found in the structure of the United Nations.” However, later the Court recognizes that
where action is taken for the fulfillment of one of the It cannot be maintained that the
resolutions of any organ of the United Nations are not subject to review: that
would amount to declaring the pointlessness of the A similar
problem with apparently contradictory statements from the Court arises in the
advisory opinion given in the The most
prolific source of commentary from the Court on its review powers is the Lockerbie
case. This case was advanced by Finally,
the Court again addressed judicial review in Genocide. In this case, Although
the Court has not yet explicitly endorsed a judicial review power, these four
cases reveal that its attitude toward the issue is evolving. The judgments in Lockerbie, specifically,
imply “that the international community is moving toward a broader acceptance
of judicial review than the framers of the U.N. Charter perhaps
envisioned.” Given this growing
acceptance, it is important to examine how countries of the South and North
would respond to the Court’s adoption of such a power. Check on the Council’s Powers –
Is the ICJ an Appropriate Forum?
Attitudes Toward the
ICJ In examining whether the ICJ is an
appropriate body for checking the Council’s powers, a good starting place is to
look at state attitudes toward the Court.
If the ICJ does not have the respect of states as a credible forum for
the resolution of international disputes, then a judicial review power would
prove unproductive. Below, the attitudes
of developing countries are examined first, followed by those of developed
countries. Immediately following its creation after WWII, and for the
following 15 years, the Court was seen primarily as a Western institution. The Court contained a disproportionate
number of judges from developed countries and was used almost exclusively by
the An important event in the evolution
of the Court occurred following the 1966 judgment in This
change, along with changes to the composition of the Court, led to a greater
acceptance of the ICJ by states of the South.
In the 1960s, 50% of cases were brought by developing countries; during
the 1980s it was nearly 80%. It is not just the percentage of cases brought by
developing countries that increased, but also the number of cases on the docket
of the ICJ. The 1990s were the Court’s
busiest years with 86% of the cases brought by developing countries. Certainly it can be said that the ICJ has a
new popularity among developing countries and that the “principle of judicial
settlement of disputes is no longer – if it ever was – an esoteric, ‘Western’,
even purely U.S….notion.” The
increasing percentage of ICJ cases that are brought by developing countries is
obviously paralleled by a decreasing number of cases in which developed states
are the applicant. The 1990s reflect a
perfect equilibrium in the sense that developed countries, which comprise 14%
of the U.N. membership, were responsible for 14% of the Court’s docket. Despite this apparent balance, developed
states have demonstrated a change in attitude toward the ICJ as a forum for the
resolution of certain disputes. A
developed country has not brought a claim against a developing country since
1979. This demonstrates some
disinclination to use the ICJ for this type of dispute. Western states, predominantly the The change in attitude of the Despite all
of this distrust expressed by the Just and Equitable? In examining whether the Court is
an appropriate forum for checking the powers of the Council, it is also
important to question the operation of the Court from a more objective
perspective. Does the ICJ provide a just
and equitable forum for the resolution of international disputes? As mentioned earlier, the
composition of the Court has changed over time to provide a more equitable
geographic representation of judges on the bench. Unlike the Council, there is no specific
provision in the Statute for this type of arrangement nor is there a
requirement that the P-5 be guaranteed permanent seats. Article 2 of the
Statute states that the Court “shall be composed of a body of independent
judges, elected regardless of their nationality.”[7]
Nonetheless, custom dictates that there be four Western European judges
(including the U.K. and France), two Latin American judges, two sub-Sahara
African judges, three Asian judges (including China), two former Soviet block
judges (including Russia), one North African judge and one North American judge
(U.S.)[8] Although this does not equitably reflect the
distribution of the earth’s population,[9] it provides a less
skewed composition than the Council.
Currently there are eight developing country representatives sitting on
the ICJ bench, each with the same “vote” as all other members. Furthermore, it meets the standard suggested
in Article 9 of the Statute that “in the body as a whole the representation of
the main forms of civilization and of the principal legal systems of the world
should be assured.” The mechanisms by which the Court operates also ensure that
the “principal legal systems of the world” are “assured.” The preparation of the judgments of the
Court is a long and arduous process, in part because it ensures that each of
the 15 judges is intimately involved in the final product. This process also produces impartial results. Studies of decisions of the Court “have
demonstrated that the reduction of judicial outcomes to nationality is not
justified.” Furthermore, there is no
statistically significant evidence of “factional voting or … ideological or
regional voting alignments.” Consequently, the Court offers an impartial and
just forum for dispute resolution. Judicial Review -
Advantages and Disadvantages Judicial review is not the only
possible method of checking or legitimizing the exercise of powers by the
Council. Reform of the Council is appealing for countries of the South and may
be considered in addition to, not necessarily as an alternative to, judicial
review. Reform provides its own
challenges, not least of which is a highly politicized dialogue amongst members
of the international community who are divided on the specifics of what changes
should be instituted. By comparison, a
unique aspect of judicial review is that it offers a legal, rather than
political, institution that can provide an independent assessment of the
Council’s acts. Unfortunately, resort to a legal mechanism for checking the Council’s powers also has several disadvantages, particularly for developing countries. First and foremost, using the Court is expensive. Developing countries do not have the same international litigation resources, including lawyers with international law expertise, as do developed states. These states often must hire non-nationals to appear in the Court,[10] an expensive prospect particularly for states with limited economic resources. This also poses another challenge for developing countries. Many of these governments are reluctant to retain outside counsel when the issue is of great political importance or is politically sensitive. To help defray the costs of ICJ litigation for countries of the South, a trust fund was established by the Secretary-General in 1989 to which states could apply for monetary assistance. Unfortunately, however, the fund has proven inadequate. Contributions to the fund are voluntary, and thus far have failed to accumulate a substantial trust. Furthermore, funding is available
only where the dispute has been submitted by an ad hoc agreement, which has
occurred in 5 of 41 cases since the fund was established. There are additional challenges to using judicial review as
a check on the Council. One such
challenge is that judicial review is primarily a Western construct; it is not a
common part of legal systems in the South.
Despite this, developing countries have not rejected the idea of the
Court having such a power. In fact, at
the time that judicial review was advocated by A further obstacle to judicial
review is that the jurisdiction of the ICJ is dependent upon the consent of
both parties to a dispute. This makes it
more difficult to ensure that a matter will actually be adjudicated upon by the
Court. Those states who view Council
issues as entirely political may be able to deny their elevation to the Court
by challenging the Court’s jurisdiction.
This obstacle speaks more to the need for a diversity of approaches to
the problem of an inequitable and unchecked Council, rather than to a weakness
of judicial review itself. Review cannot
be seen as a cure-all for the problems that arise by virtue of the Council’s
exercise of its Chapter VII powers. It
simply offers one means of checking those powers where the issue arises as a
consequence of a dispute between two parties or where the majority of a U.N.
body seeks the opinion of the Court on such a matter. Review should not be viewed as a substitute
for Council reform of any kind.
Furthermore, the consent that is required by both states to have the ICJ
adjudicate a dispute increases the likelihood that states will respect and
abide by the Court’s Orders. If the
Court exercises a power of judicial review, respect for and adherence to the
Council’s decisions will strengthen the legitimacy and credibility of the
review power. Although the process may
be slow, the expectation is that this would lead to an increased acceptance of
review among currently reluctant developed states. A final challenge for the review
process is procedural in nature. If the
Court hears a judicial review matter, the Council cannot be a party before the
ICJ. Accordingly, there is no advocate
acting on behalf of the Council. Judicial review of a Council decision in the
ICJ, however, is to be distinguished from judicial review of a domestic
administrative decision. In ICJ
contentious proceedings where a review is undertaken, it may often be the case
that a Council member is one (or both) of the parties before the Court. In such a circumstance, the Council will have
an advocate in the proceedings. Where
neither party (or only the party challenging the resolution) is a Council
member, procedural safeguards may need to be implemented to ensure the fairness
of the hearing. This could amount to
written submissions on behalf of the Council members who voted in favour of the
resolution at issue and may not necessitate the Council taking part in oral
argument. The obstacles described above are
by no means insurmountable, and offer insufficient reason to reject judicial
review altogether. This is particularly
true given that judicial review is not offered as a solution for all of the
problems that arise as a consequence of the undemocratic exercise of power in
the Council. Furthermore, the judicial
review of Council decisions offers both the U.N. membership, and the U.N.
institution, considerable advantages. First, the Council “will not gain
in credibility, authority and efficiency unless the conviction takes root that
it acts not as an institution above the As stated by a Colombian delegate
to the United Nations: [H]aving recourse to a
separate and independent body, particularly at the current time when the
Council takes decisions very frequently about such diverse subjects and makes
exaggerated use of Chapter VII of the Through judicial review, the ICJ provides a forum in which developing countries, as equal players, can challenge undemocratic Council decisions. This legitimizes the Council by providing a check on its exercise of power. As stated by former ICJ Judge Bedjaoui: [H]ow can one conceivably imagine any real democratization of the United Nations without raising inter alia the fundamental problem of controlling the acts of the political organs, above all the kingpin, the Security Council? The primary structural elements of any democracy are weights and counterweights, checks and balances. Control over power is
at the heart of democracy. For the more reluctant states of
the North, particularly the The US-UN relationship confronts
the Through judicial review, Council decisions could be
validated. Although this provides
benefit to the A final
benefit that judicial review offers is consistency. Currently, a state can legally challenge
multilateral action taken against it so long as that action was not
U.N.-sponsored.[11] However, multilateral action taken under U.N.
auspices is protected from legal challenge.
This is an inconsistency that should be rectified. Review also resolves the potential problem of
a state being bound by inconsistent pronouncements from the Council and the
Court. Conclusion For countries of the South, the
Council’s increased and more expansive use of its Chapter VII powers in the
last 15 years has raised cause for alarm.
Although developing countries are significantly impacted by the exercise
of Chapter VII powers, they are unequal participants in the process of Council
decision-making. Developing countries have begun to question whether the
Council is acting beyond its legal authority and have, accordingly, called for
some form of institutional check on the Council’s powers. Judicial review by the ICJ provides
such a check. Although review has not
been embraced by the Court in its judgments, the Court’s has demonstrated a
more favourable attitude toward review in recent
years. At the same time, developing
countries have displayed a growing acceptance of the ICJ as an appropriate and
respected forum for the resolution of their international disputes. Although developed states are more reluctant
participants in the Court’s processes, they have continued to demonstrate a significant
interest in accepting the jurisdiction of the Court. In addition to commanding substantial respect
from the international community, the Court provides an impartial and equitable
forum for adjudication. Accordingly, the
ICJ offers an appealing “institutional check” on the Council. Judicial review should not be
viewed as the only means of controlling or affecting the manner in which the
Council operates under Chapter VII. It
is not, for example, a substitute for Council reform. However, as a legal, as opposed to political,
means of checking the Council, judicial review is unique. There are some challenges to review,
including a lack of funds and expertise for countries of the South and the
absence of a procedural mechanism for allowing those states who supported an
impugned resolution to defend it before the Court. However, judicial review offers to countries
of both the South and the North a significant opportunity to enhance the
credibility and legitimacy of Council decisions. It does this by advancing the primary purpose
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the Convention on the Prevention and Punishment of the Crime of Genocide
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I.C.J. Rep. 9. [1] Black’s Dictionary defines “judicial
review” as the “[p]ower of courts to review decisions
of another department or level of government.”
In other words, courts may review the legality of executive acts (e.g.
the decision of a Minister), administrative acts (e.g. the decision of an
administrative tribunal) and legislative acts (e.g. the enactment of
legislation). In the context of the
Security Council, judicial review by the International Court of Justice would
consider whether the Council, in passing a resolution under Chapter VII, had
acted lawfully (i.e. within the legal
boundaries imposed upon it by international law). Therefore, in order to determine whether
judicial review is appropriate, one must first consider whether international
law imposes any boundaries upon the
Security Council acting under Chapter VII.
[2] Other methods of checking the Council’s powers have been proposed, including inter alia reform of the Council, seeking advisory opinions and a legislative institutional body that reviews decisions. [3] [4] The non-permanent membership was increased from 6 to 10 members in 1963 (came into force in 1965) in order to better represent the rapidly increasing number of U.N. members resulting from decolonization. [5] The
current non-permanent members of the Council are: [6]
Originally a [7] Unlike some domestic systems, judges of the ICJ are elected and serve for limited terms of nine years (unless re-elected). Thus, the Court is not as vulnerable to charges, often made against domestic courts, that it is undemocratic. [8] The judges of the ICJ are independent and are not “representatives” of their countries while on the bench. [9] Most
notably, [10] In the history of the ICJ, lawyers from only six developing countries have appeared before the Court as compared to 142 developed country lawyers. [11] For
example, the current challenges by Return to Ambassador Online Newsletter |